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Jobs: Compliance / Legal, LondonUK
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 80 Jobs Company Location Date
Head of Client Onboarding
Macquarie
Salary: Information not provided
UK-London 08 Nov
This is a new role giving you the opportunity to work closely with key stake holders across our businesses to standardise the...
Project/Programme Manager - Sanctions - Retail Banking
Aston Carter
Salary: Market Rate
UK-London 07 Nov
Project/Programme Manager required for a business critical sanctions project for a group wide initiative in this tier one fin...
Operational Risk - London and New York
Hudson
Salary: £££ Competitive
UK-London 06 Nov
My client is looking to hire an Operational Risk Manager to manage a team across London and New York. The role is based with...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 06 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Senior Associate - Policy,Risk&Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Bene...
UK-London 06 Nov
Our client requires a Senior Associate to work within their Policy, Risk and Regulatory Affairs Department. A background at a...
Group Level Compliance Officer
Eames Consulting
Salary: £70,000 – £80,000
UK-London 06 Nov
My Client is a leading Re-insurer with a strong presence and successful history within the Lloyd’s of London Market. The...
Director of Complaints Handling
Astbury Marsden
Salary: competitive
UK-London 06 Nov
Our financial services client is presently looking to recruit for the position, Director of International Complaints to be ba...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 06 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Money Laundering Reporting and Compliance Monitoring Assistant
Société Générale - UK
Salary: £Market Rate
UK-London 06 Nov
To assist the Money Laundering Reporting Officer (London) in ensuring that the Group is effective in both deterring and rep...
AVP - Policy, Risk & Regulatory Affairs
Not Disclosed
Salary: Competitive Salary + Attr...
UK-London 06 Nov
Our client seeks an AVP to make a contribution across policy, risk and regulatory affairs and act as a Deputy to the Head of...
Operational Risk Manager, London & Edinburgh
Morgan McKinley Group Ltd
Salary: up to £55k
UK-London 06 Nov
My client is looking to bring on a Risk Manager to ensure the Operational and Regulatory Risk Management framework is fit for...
In-house Lawyer - Alternative Investments
The Emerald Group
Salary: Competititve
UK-London 06 Nov
My client who operate within the alternative investments space are looking to hire a lawyer from a hedge fund / FoHF.
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 06 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 06 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Fraud Strategy manager
Royal Bank of Scotland
Salary: £packages to attract the...
UK-London 06 Nov
How would you like to be part of one of the most exciting business areas within RBS right now?
Solvency II Workstream Implementation Manager
Morgan McKinley Group Ltd
Salary: £60,000-70,000
UK-London 06 Nov
One of the UK's leading financial services companies is looking to hire a Workstream Implementation Manager to assist in th...
Investment Guidelines Manager
ConinghamLee Ltd
Salary: £75-100k
UK-London 06 Nov
This is a fantastic opportunity for the right person to work within an extremely dynamic environment and further their career
Head of Financial Crime & MLRO
Société Générale - UK
Salary: Market Rate
UK-London 06 Nov
The Head of Financial Crime and MLRO is responsible for developing and managing the anti-financial crime programme on behalf...
Senior Compliance Monitoring Manager
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 06 Nov
Our client is a leading financial services provider with a strong global presence. Due to expansion a vacancy has arisen for...
Control Room Advisory - PREMIER INVESTMENT BANK
Joslin Rowe Compliance
Salary: £40-70,000
UK-London 06 Nov
Our client is a premier global investment bank . This is an ideal opportunity as it gives the opportunity to undertake aspect...
Futures Compliance Officer
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 06 Nov
Our client is a leading financial services provider with offices throughout the globe. Due to expansion a vacancy has arisen...
Central Compliance Services Manager
Not Disclosed
Salary: £55,000
UK-London 06 Nov
A wonderful opportunity within a premier global investment firm , chiefly active in global capital markets and global wealth...
Compliance Manager - Investor Services
Joslin Rowe Compliance
Salary: £45-55,000
UK-London 06 Nov
Our client is a leading global investment services firm . This role is a key component of the compliance strategy and will en...
Trading Risk Analyst
Orbis Investment Manageme...
Salary: Competitive
UK-London 05 Nov
This job is located in Bermuda
Compliance Monitoring Officer
Hudson
Salary: 200 per day
UK-London 05 Nov
Our client is a prestigious brokerage firm working in the wholesale markets. Increasing work volumes has led to the need for...
** Private Equity - COMPLIANCE PARALEGAL Contract Position ***
Law Professionals
Salary: Negotiable
UK-London 05 Nov
Paralegal with Compliance experience gained within a financial services organisation
* Fund Manager - Risk/Monitoring - Excellent Package *
Law Professionals
Salary: EXCELLENT
UK-London 05 Nov
This is an opportunity for a Senior Risk/Monitoring officer who is looking to join a progressive and dynamic business.
...
Equity Derivatives Compliance Officer - Senior Manager
Morgan Stanley
Salary: Competitive
UK-London 05 Nov
This role will involve coverage of equity derivatives related sales and trading activity and the equity derivatives related a...
Control Group - Surveillance Supervisor
Morgan Stanley
Salary: Competitive
UK-London 05 Nov
Morgan Stanley is looking for a Control Group Supervisor at Manager level to join the team in London.
Compliance Officer
Not Disclosed
Salary: £Competitive
UK-London 05 Nov
We are a long established prestigious investment management organisation with substantial global assets under management and...
Jobs: Compliance / Legal, London (1-30 of 80 Jobs)
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